Disclosures

Investment Adviser Registration

Rice Wealth Management Group is a registered investment adviser with the State of New Jersey Bureau of Securities and other states where required and/or exempt from registration (CRD #308210). Registration as an investment adviser does not imply any level of skill or training. As an investment adviser, we are subject to regulatory oversight and are required to act as fiduciaries for our clients.

Investment Advisory Disclosure

The Rice Wealth Management Group, Inc. is not a registered broker/dealer and is independent of Raymond James and Associates, Inc. Investment advisory services are offered through the Rice Wealth Management Group, Inc., which is a Registered Investment Advisory firm. Past performance does not guarantee future results. Investing involves risk, including the potential loss of principal.

All investments carry risk, including the potential loss of the entire amount invested. The value of investments may fluctuate, and past performance is not indicative of future results. No investment strategy can guarantee a profit or protect against loss in periods of declining values.

Form ADV & Privacy Policy

Our Form ADV Part 2A (Firm Brochure) provides detailed information about our advisory services, fees, investment strategies, and business practices. This document is available to all clients and prospective clients upon request and is updated annually.

View our Form ADV Part 2A (PDF) →

Our Privacy Policy describes how we collect, use, and protect your nonpublic personal information.

View our Privacy Policy (PDF) →

Custodial Relationship

Client assets are held at Raymond James, an independent custodian. Rice Wealth Management Group does not hold or have direct access to client funds or securities. Raymond James provides independent account statements and trade confirmations directly to clients.

Conflicts of Interest

As a fee-based advisor, our primary compensation is a percentage of assets under management. This creates an incentive for us to manage more assets, which we believe aligns our interests with our clients: when your portfolio grows, so does our compensation. We disclose all material conflicts of interest in our Form ADV Part 2A.

Brian Rice is also a licensed insurance agent and may receive commissions for insurance products sold through RW Benefit Solutions, LLC. Clients are under no obligation to purchase insurance products through our affiliated entity.

Fee Structure

We charge an advisory fee based on a percentage of assets under management, billed quarterly in arrears. There are no commissions, hidden fees, or sales incentives associated with our investment advisory services. Our complete fee schedule is disclosed in our Form ADV Part 2A, which is provided to every client and prospective client before entering into an advisory agreement.

Website Content Disclaimer

The information contained on this website is for informational purposes only and does not constitute investment advice, a solicitation, or an offer to buy or sell any securities. The content is not intended to be a substitute for professional financial advice. Always consult with a qualified financial advisor before making investment decisions.

Any references to specific investments, securities, asset classes, or financial strategies are for illustrative purposes only and are not recommendations to buy, sell, or hold any particular investment. The information presented may not reflect current market conditions and may be subject to change without notice.

Third-Party Links

This website may contain links to third-party websites for your convenience. Rice Wealth Management Group does not control, endorse, or guarantee the accuracy of any information found on third-party websites. Accessing third-party websites is at your own risk.